Thématiques:

  • Risks and challenges of compliance with MAR
  • Technologies, tools, solutions, services and controls for compliance
  • How to select the right trade surveillance framework for you organisation

 

Dans cette vidéo :

Allez directement au sujet qui vous intéresse en cliquant directement sur la question.

What is the current industry maturity on Market Integrity monitoring ?

What is your vision regarding the evolution of the regulation requirement ?

What are the expectations of the regulator for an investment firm regarding risk of market abuse?

Can you tell us about the residual risk ?

How mitigate the risk ?

What are the tools that can be used for monitoring ?

What are the objectives in terms of control ?

What are the main concerns for compliance officers when managing market abuse detection ?

What do you think about the false positive issue ?

What is your opinion regarding the use of new generation solutions to optimise market abuse detection ?

What are the pros and cons in the use of new technologies ?

Can you provide your view on the budget to implement an new generation solution ?